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FINRA Awards for Dennis M. Carlton

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0097612/10/2013Claimant(s): Dennis Carlton
Claimant Lawyers(s): Dennis M. Carlton
Respondent(s): Beth Kirkland, John Rohan, Kevin Kitchin, Robert Morgan
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Dean J. Dietrich
Hearing Site: San Francisco, CA
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