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FINRA Awards for Thomas Gresham

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0530108/05/2011Claimant(s): Darlene Hill, Darlene B. Hill, Trustee of the
Claimant Lawyers(s): Roger N. Walter
Respondent(s): Wachovia Securities, Thomas Gresham
Respondent Lawyers(s): Patrick J. Whalen
Arbitrator(s): Charles H. Lewis, James A. Hayes, Michelle S. Minor
Hearing Site: Kansas City, MO
Checkmark Icon$260,000

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