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FINRA Awards for Steve Fraser

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0347102/14/2011Claimant(s): Steve Fraser
Claimant Lawyers(s): John Gulino
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
Checkmark Icon$25,000

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