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FINRA Awards for Norman W. Graham

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0062011/03/2021Claimant(s): Kristen Graham
Claimant Lawyers(s): Norman W. Graham
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Barry Goldman
Hearing Site: Louisville, KY
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