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FINRA Awards for Michael Regan

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0275502/14/2017Claimant(s): Dorothy Diehl
Claimant Lawyers(s): Dorothy Diehl
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Michael Regan
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Los Angeles, CA
Checkmark Icon$300
14-0159401/14/2015Claimant(s): Barbara Arno, Michael Arno
Claimant Lawyers(s): John A. Hubbard
Respondent(s): LPL Financial LLC, Rob Baitinger
Respondent Lawyers(s): Michael Regan
Arbitrator(s): H. Steven Holtzman
Hearing Site: Tampa, FL
Checkmark Icon$600

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