FINRA Awards for Gary Harris

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
16-02916	04/24/2017	Claimant(s): Gary Harris Claimant Lawyers(s): Gary G. Harris Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Theodore R. Bynum Arbitrator(s): Jane A. Smith, Neil Harvey Smith, William Scarr Shefte Hearing Site: Charlotte, NC		Dismissed by Rule 12206
09-02899	10/05/2010	Claimant(s): Gary Harris Claimant Lawyers(s): Gary G. Harris Respondent(s): Wachovia Securities, Jeremy Bishop Respondent Lawyers(s): Todd Ratner Arbitrator(s): Thomas C. Harris Hearing Site: Columbia, SC		$0