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FINRA Awards for Richard Barcia

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0050212/29/2014Claimant(s): James Walker
Claimant Lawyers(s): James F. Walker
Respondent(s): Wells Fargo Advisors, Richard Barcia
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Denzil J. Klippel
Hearing Site: New York, NY
Checkmark IconExpungement

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