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FINRA Awards for Lawrence Rosen

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0397608/12/2010Claimant(s): Ila Mellul
Claimant Lawyers(s): Lawrence Rosen
Respondent(s): David Marcus, M Holdings Securities.
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Carole M. Crosby, James F. Carlson, Daniel Baruch Lidawer
Hearing Site: Chicago, IL
Checkmark IconStipulated Award and Expungement

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