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FINRA Awards for James D. Adkins

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0105107/07/2011Claimant(s): James D. Adkins, Stephanie L. Adkins
Claimant Lawyers(s): Stephen D. Spivey
Respondent(s): Wells Fargo Advisors, Ernest Watson, Jeff Tucker
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Warren A. Forest, Robert Finder, A.J. Seier
Hearing Site: Orlando, FL
Checkmark Icon$217,928

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