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FINRA Awards for Jane Smith

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0213704/03/2008Claimant(s): Wayne D. and H. Kaye McCullough
Claimant Lawyers(s): Elizabeth Zeck
Respondent(s): James Barnett, Jane Smith, Jane B. Smith, CFP & Associates., Jefferson Pilot Securities Corporation
Respondent Lawyers(s): Alan M. Herman, Andrew V. Tramont
Arbitrator(s): Glenn A. Clinefelter, Wendy J. Reyner, Laura Puccia Valtorta
Hearing Site: Columbia, SC
Checkmark IconExpungement

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