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FINRA Awards for Chicago Partners Investment Group LLC

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0147606/15/2017Claimant(s): James Holstein Rev. Trust dated 10/24/14, Lisa Holstein Rev. Trust dated 10/24/14
Claimant Lawyers(s): John C. Barlow
Respondent(s): Chicago Partners Investment Group LLC
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Kenneth N. Adamson, Jerome Arthur Connolly, Michael R. Sherwin
Hearing Site: Chicago, IL
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