FINRA Awards for Deborah R. Gross

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Displaying 2 out of 2 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
14-02356	05/31/2016	Claimant(s): Janice Levy Claimant Lawyers(s): Deborah R. Gross Respondent(s): Wells Fargo Advisors, Kevin Larkin Respondent Lawyers(s): Alan S. Rafterman Arbitrator(s): Gordon M. Wase, Fred M. Fleisher, Catherine Stewart Hearing Site: Philadelphia, PA		$0
08-04394	02/28/2011	Claimant(s): Marvin Levin and Stefani Levin Claimant Lawyers(s): Deborah R. Gross Respondent(s): David Kay, Ralph Wileczek Respondent Lawyers(s): Paula D. Shaffner, Ralph Wileczek Arbitrator(s): Edward Blumstein, Robert W. Ratti, Kathleen L. Daerr-Bannon Hearing Site: Philadelphia, PA		$0