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FINRA Awards for Miguel Gaud

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0376003/09/2012Claimant(s): Miguel Gaud
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): Popular Securities.
Respondent Lawyers(s): Heidi L. Rodriguez Benitez
Arbitrator(s): Michael Lau, S. William Gersten, Daniel P. Lund
Hearing Site: San Juan, PR
Checkmark Icon$120,300

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