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FINRA Awards for Kathleen S Adams

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0400902/22/2011Claimant(s): The Bypass Trust of the Allderdice, The King Credit Shelter Trust
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kathleen S Adams
Arbitrator(s): Kenneth E. Owen, Karen A. Lockwood, Thomas W. Gregory
Hearing Site: Los Angeles, CA
Checkmark IconExpungement

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