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FINRA Awards for James T. Waller

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0249103/13/2014Claimant(s): James T. and Sandee K. Waller
Claimant Lawyers(s): James T. Waller
Respondent(s): Neal Kloke
Respondent Lawyers(s): Ryan Probstfeld
Arbitrator(s): Charles Scott McClellan
Hearing Site: Seattle, WA
Checkmark Icon$10,300

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