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FINRA Awards for Jake Phillips

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0038604/13/2022Claimant(s): Jake Phillips, Rebecca Slavin-Phillips
Claimant Lawyers(s): Jake Phillips
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gilbert Serota
Arbitrator(s): Guillermo L. Bosch, Gail Marie Noel, M. Melvin Shralow
Hearing Site: Philadelphia, PA
Checkmark IconExpungement

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