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FINRA Awards for Delores Vance

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0266008/01/2007Claimant(s): Steven Schwartz
Claimant Lawyers(s): Steven P. Schwartz
Respondent(s): Wachovia Securities, Delores Vance
Respondent Lawyers(s): Ryan P. Smith
Arbitrator(s): Samuel J. Henderson, Sandra J. Bakalus, Marilyn K. Dirks
Hearing Site: Tampa, FL
Checkmark Icon$10,513

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