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FINRA Awards for Thomas J. McAllister

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0185801/22/2014Claimant(s): Carolyn Hamilton, Frank A. Hamilton (Deceased)IRA
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Thomas J. McAllister, Irving A. Chesler, Robert David Epstein
Hearing Site: Indianapolis, IN
Checkmark IconExpungement

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