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FINRA Awards for Dean Smith

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0414510/17/2011Claimant(s): James Fraser, Nancy Fraser
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Dean Smith, Oppenheimer & Co..
Respondent Lawyers(s): Diana H. Sur
Arbitrator(s): Stephen D Kursman, William M. Azkoul, Anthony Allen Mogle
Hearing Site: Detroit, MI
Checkmark Icon$52,500

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