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FINRA Awards for John A. Umhoefer

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0287301/11/2016Claimant(s): Arts and Humanities Foundation
Claimant Lawyers(s): John A. Umhoefer
Respondent(s): Daniel Steffes, Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Peter N. Thompson, Phillip I. Finkelstein, Michael A. DePompolo
Hearing Site: Minneapolis, MN
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