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FINRA Awards for Joan Haevernick

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0252006/29/2017Claimant(s): Joan Haevernick
Claimant Lawyers(s): Linda Tran
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Steven Quinly
Respondent Lawyers(s): Denver G. Edwards
Arbitrator(s): Herbert Liberman
Hearing Site: San Francisco, CA
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