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FINRA Awards for Fidelity Capital Markets Services

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0155205/13/2009Claimant(s): Efficacy Biotech Master Fund Ltd
Claimant Lawyers(s): Andrew R. Dennington
Respondent(s): National Financial Services LLC, Fidelity Capital Markets Services
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Greta Glavis, John H. Knight, Janice L. Sperow
Hearing Site: San Diego, CA
Checkmark Icon$423,634

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