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FINRA Awards for Leo G. Stern

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Displaying 21-22 out of 22 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0184702/02/2009Claimant(s): Lynn Mershon
Claimant Lawyers(s): David H. Correll
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): Richard Kuhlman
Arbitrator(s): Thomas F. Mahoney, Christopher Daniel Gryzen, Leo G. Stern
Hearing Site: Des Moines, IA
Checkmark Icon$300
08-0156411/20/2008Claimant(s): Cobra Trading.
Claimant Lawyers(s): Bradley M. Orschel
Respondent(s): Beverly Milnar
Respondent Lawyers(s): Chad A. Snyder
Arbitrator(s): Mark S. Gleason, Richard W. Thiele, Leo G. Stern
Hearing Site: Minneapolis, MN
Checkmark Icon$0

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