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FINRA Awards for Clarence Passehl

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0039205/21/2012Claimant(s): Clarence Passehl, Marjorie Passehl, Passehl Family Trust, dtd 12/18/89
Claimant Lawyers(s): Stephen D. Spivey
Respondent(s): Neal Smalbach
Respondent Lawyers(s): Whitney M. Krosse
Arbitrator(s): Beverly S. Gordon, Gregory D. Hoffmann, Thomas Jeffrey Stringfield
Hearing Site: Tampa, FL
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