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FINRA Awards for Katherine Parsley

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0054412/13/2021Claimant(s): Ranjit LoboPrabhu
Claimant Lawyers(s): Ranjit LoboPrabhu
Respondent(s): Charles Schwab & Co.., TD Ameritrade.
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Jacqueline R. Fox, Michael S. Yauch, Katherine Parsley
Hearing Site: Houston, TX
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