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FINRA Awards for John Gaughan

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0601305/27/2010Claimant(s): John Gaughan
Claimant Lawyers(s): John Gaughan
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Brandon K. Hemley
Arbitrator(s): Mark R. Lee
Hearing Site: Kansas City, MO
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