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FINRA Awards for Stephen A. Farley

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0173903/17/2010Claimant(s): Stephen Farley
Claimant Lawyers(s): Stephen A. Farley
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kathleen S. Adams
Arbitrator(s): Peter D. Steinbroner
Hearing Site: Los Angeles, CA
Checkmark Icon$150

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