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FINRA Awards for Frederick K. Sharpless

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0251504/28/2009Claimant(s): Pearl Marsh
Claimant Lawyers(s): Frederick K. Sharpless
Respondent(s): Wachovia Securities, Ronald Clinard
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Susan L. Luck, Mary B. Campbell, Denise L. Presley
Hearing Site: Charlotte, NC
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