FINRA Awards for Curt H. Mueller

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
08-02347	04/02/2009	Claimant(s): David L. Fairbairn & Leslie T. Fairbairn Claimant Lawyers(s): Stephen D. Halfhill Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Curt H. Mueller Arbitrator(s): Carole Rollinson, Michael H. McConihe, Stephan Paul Carrier Hearing Site: Washington, DC		$0
07-03225	09/22/2008	Claimant(s): Elinor Nielsen, James Nielsen, James & Elinor Nielsen Living Trust Claimant Lawyers(s): Kristin M. Cano Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Curt H. Mueller Arbitrator(s): Barbara M. Zak, Mark A. Levy, Brent J. Rosenbaum Hearing Site: Los Angeles, CA		$304,478