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FINRA Awards for Marcia W. Pratt

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0470601/21/2010Claimant(s): Dennis Dipple
Claimant Lawyers(s): Dennis Dipple
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Marcia W. Pratt
Arbitrator(s): Andrew R. Dick
Hearing Site: Bismarck, ND
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