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FINRA Awards for David L. Balser

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0023709/04/2012Claimant(s): Metropolitan Bank Group., NC Bancorp.
Claimant Lawyers(s): Benjamin D. Reichard
Respondent(s): Jack Whitaker, Suntrust Robinson Humphrey.
Respondent Lawyers(s): David L. Balser
Arbitrator(s): Thomas F. Mahoney, Susanne J. Hollander, G. Marshall Abbey
Hearing Site: Chicago, IL
Checkmark IconExpungement

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