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FINRA Awards for Richard Hoffman

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0311601/13/2011Claimant(s): Barbara F Raitzky
Claimant Lawyers(s): Barbara F. Raitzky
Respondent(s): Securities America., Richard Hoffman
Respondent Lawyers(s): Kelly R. Davis, Richard Horace Hoffman
Arbitrator(s): Michael P. Marryshow
Hearing Site: Philadelphia, PA
Checkmark Icon$163
07-0224901/17/2008Claimant(s): Kenneth Hughes
Claimant Lawyers(s): Russell Waxman
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Christopher J. Gawley
Arbitrator(s): Mark M. Mercier, Richard Hoffman, Charlotte F. Abington
Hearing Site: Tampa, FL
Checkmark Icon$0

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