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FINRA Awards for Lloyd W. Gathings

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0334608/02/2021Claimant(s): Ted Sartin, Ted Sartin IRA
Claimant Lawyers(s): Lloyd W. Gathings
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Amanda Wright
Arbitrator(s): David A. Schuler, J. Wesley Romine, Charles Lange Clark
Hearing Site: Birmingham, AL
Checkmark Icon$15,375

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