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FINRA Awards for Andrew Levy

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0283909/18/2023Claimant(s): David Vosicher, David S. Vosicher IRA Rollover, David S. Vosicher IRA Roth
Claimant Lawyers(s): David S. Vosicher
Respondent(s): George Strong, Strong Wealth Management LLC
Respondent Lawyers(s): Kevin K. Fitzgerald
Arbitrator(s): Robert B. Hansohn, Richard Andrew Roupoli, Andrew Levy
Hearing Site: Los Angeles, CA
Checkmark Icon$150,000
20-0024212/17/2021Claimant(s): Louis Wendruck
Claimant Lawyers(s): Marc Zussman
Respondent(s): Robert Souza, Gamble Jones Investment Counsel
Respondent Lawyers(s): Robert Ericson
Arbitrator(s): Constance Ellen Boukidis, Andrew Levy, Alma Rene Holland
Hearing Site: Los Angeles, CA
Checkmark Icon$208,892

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