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FINRA Awards for Alan Rosen

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0270001/31/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Matthew Maczko, IRA, Matthew Maczko and Loretta Maczko Joint, Loretta Maczko Dec of Trus, Matthew Maczko Dec of Trust
Respondent Lawyers(s): Matthew Christopher Maczko
Arbitrator(s): Arne R. Rode, Jerome K. Rumps, Alan Rosen
Hearing Site: Chicago, IL
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