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FINRA Awards for Richard A Lewins

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0333211/29/2017Claimant(s): Steven Pritchard
Claimant Lawyers(s): Richard A Lewins
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): William A. Allen, Royal B. Lea, Brian James Tagtmeier
Hearing Site: Houston, TX
Checkmark IconExpungement

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