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FINRA Awards for Kennon Klein

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0033912/20/2010Claimant(s): Dominic Annino, DVA Family Trust
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Wells Fargo Investments, Kennon Klein
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): Elizabeth A. Copley, Milton N. Gross, Ara Kassabian
Hearing Site: Los Angeles, CA
Checkmark Icon$125,000

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