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FINRA Awards for Felix M. Phillips

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0202709/16/2009Claimant(s): Mark Kaplan
Claimant Lawyers(s): Felix M. Phillips
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Dan A. Rosenbaum
Arbitrator(s): Mark S. Gleason
Hearing Site: Minneapolis, MN
Checkmark Icon$25,000

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