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FINRA Awards for UBS Fund Services (USA) LLC

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0003807/05/2013Claimant(s): Fred Wang
Claimant Lawyers(s): Fred Simcha Wang
Respondent(s): UBS Fund Services (USA) LLC
Respondent Lawyers(s): Alise Johnson Henry
Arbitrator(s): Steven Gerard Goerke, Jonathan H. Parker, Christopher J. Klein
Hearing Site: San Juan, PR
Checkmark IconDismissed by Rule 12504

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