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FINRA Awards for Dennis Harlow

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0035002/24/2017Claimant(s): Dennis Harlow
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Brian Hagerman, John Matthews, Niaz Elmazi
Respondent Lawyers(s): Brian Joseph Hagerman, Niaz Elmazi, Ronald S. Herzog
Arbitrator(s): William L. Cravens, Michael A. Kleinman, Elizabeth Sharp Lynch
Hearing Site: Kansas City, MO
Checkmark Icon$298,737

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