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FINRA Awards for Arena Capital Advisors

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0160711/07/2007Claimant(s): Arena Capital Advisors
Claimant Lawyers(s): David Bass
Respondent(s): CopperRoad Corporation
Respondent Lawyers(s): Reginald Sanders Bruce
Arbitrator(s): Thomas W. Steed
Hearing Site: Raleigh, NC
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