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FINRA Awards for Wayne Chaplin and Arlene Chaplin

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0539301/18/2011Claimant(s): Paul Chaplin and Karen Chaplin, Wayne Chaplin and Arlene Chaplin
Claimant Lawyers(s): Scott M. Dimond
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Alex J. Sabo
Arbitrator(s): David M. Levine, Kevin A. Llinas, Bart Samuel Cohodas
Hearing Site: Miami, FL
Checkmark IconExpungement

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