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FINRA Awards for Carolyn Broughton

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0358912/10/2009Claimant(s): Carolyn Broughton
Claimant Lawyers(s): Carolyn Broughton
Respondent(s): Brandon Coombs, E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): George King
Hearing Site: San Francisco, CA
Checkmark Icon$75

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