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FINRA Awards for Surviving Settlors Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0544803/15/2010Claimant(s): Surviving Settlors Trust, UW G&E Derbyshire Trust
Claimant Lawyers(s): George H. Derbyshire
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Catherine L. Luth
Arbitrator(s): Marc Kalish
Hearing Site: Las Vegas, NV
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