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FINRA Awards for First Legacy Securities

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0008607/30/2012Claimant(s): James Little, Susan B. Little Family Trust
Claimant Lawyers(s): P. Michael Yancey
Respondent(s): Richard Thayer, Ronald Lankford, William Stevens, First Legacy Securities, The Legacy Financial Group.
Respondent Lawyers(s): Adam K. Israel, Henry E. Walker, Henry Walker, Ronald W. Lankford, William Slay Stevens
Arbitrator(s): Gloria J Liddell, James Francis Donovan, J. Wesley Romine
Hearing Site: Birmingham, AL
Checkmark Icon$835,000

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