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FINRA Awards for Lindie Enders

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0136412/30/2015Claimant(s): Charles Finkelstein
Claimant Lawyers(s): Charles Finkelstein
Respondent(s): James Borgerding, Lindie Enders, RBC Capital Markets LLC
Respondent Lawyers(s): Molly J. Henry
Arbitrator(s): Jonathan H. Krotinger
Hearing Site: Seattle, WA
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