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FINRA Awards for Estate of Gloria Elizondo Altamirano

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0260302/16/2023Claimant(s): Estate of Gloria Elizondo Altamirano
Claimant Lawyers(s): Robert H. Rex
Respondent(s): LPL Financial LLC, Jose Cruz
Respondent Lawyers(s): Jack D. Ballard
Arbitrator(s): Brian James Tagtmeier, Stephen Andrew McCarthy, John Donahue Sullivan
Hearing Site: Houston, TX
Checkmark IconExpungement

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