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FINRA Awards for The Randal Brown Trust U/A DTD 01/25/199

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0321306/05/2009Claimant(s): Randal Brown, Randal B. Brown IRA Rollover, The Randal Brown Trust U/A DTD 01/25/199
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Robert F. Saint-Aubin
Hearing Site: Los Angeles, CA
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