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FINRA Awards for Dorothy Diehl

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0275502/14/2017Claimant(s): Dorothy Diehl
Claimant Lawyers(s): Dorothy Diehl
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Michael Regan
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Los Angeles, CA
Checkmark Icon$300

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