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FINRA Awards for Marcy Tobin

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0075205/09/2011Claimant(s): Marcy Tobin, Estate of Stanley Tobin
Claimant Lawyers(s): Patrick L. Hinton
Respondent(s): Brandi Cohen, Chase Investment Services Corp.
Respondent Lawyers(s): Christopher B. Wells
Arbitrator(s): William J. Rex, Katherine Hendricks, Linda I. Thomas
Hearing Site: Seattle, WA
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